Financial Regulatory & Compliance

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Join Us: SEC & DOJ Financial Investigations Seminar | January 21

By Greenberg Traurig on January 18, 2025

Posted in Event, Financial Regulatory & Compliance, Israel, SEC, White Collar Defense & Special Investigations

Tuesday, January 21, 2025

9:30-11:00

Please join Greenberg Traurig Shareholders for a session discussing how Israeli companies can avoid and manage facing investigations by U.S. Department of Justice and U.S.

SEC Proposes Exemption from Registration for Finders

By William Mack & Dale Rose Goldstein on October 18, 2020

Posted in Financial Regulatory & Compliance, SEC, Securities

United States regulations currently impose significant restrictions on using a “finder” to raise private equity from U.S. investors and on the ability of companies to pay finder’s fees, or transaction…
Continue Reading SEC Proposes Exemption from Registration for Finders

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Financial Regulatory & Compliance

Join Us: SEC & DOJ Financial Investigations Seminar | January 21

SEC Proposes Exemption from Registration for Finders

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