Category Archives: Banking & Finance

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New DOJ Guidance: What Is Your Compliance Program Worth?

On April 30, 2019, to provide greater transparency into prosecution decisions, the U.S. Department of Justice (DOJ) published “The Evaluation of Corporate Compliance Programs,” an update to its February 2017 guidance on the same topic. The new guidance complements the principles previously described by DOJ’s Fraud Section that prosecutors should consider when “conducting an investigation … Continue Reading

Greenberg Traurig Spring 2019 China Newsletter

You are invited to learn about recent legislative updates and professional insights pertaining to Chinese law and business conduct. Among  topics discussed in this current issue are the release of Second Draft of Foreign Investment Law to boost market; the establishment of a Quick Channel for expedited approval of Foreign New Drugs Regulatory Commission; the unveiling of Administrative … Continue Reading

Greenberg Traurig Winter 2019 China Newsletter

You are invited to learn about recent legislative updates and professional insights pertaining to Chinese law and business conduct. Among  topics discussed in this current issue are Administrative Measures for foreign-invested future companies issued by the China Securities Regulatory Commission; revised draft of Measures Governing Foreign Strategic Investment in Listed Companies released by MOFCOM; new Individual Income Tax Law … Continue Reading

Financing Bitcoin: The Problem of Actual Delivery

The CFTC has asserted that Bitcoin is, and other virtual currencies may be, commodities under the Commodity Exchange Act.   As such, pursuant to Section 2(c)(2)(D) of such Act, “off exchange” financed retail transactions in virtual currency are prohibited unless an exception applies.   One exception found in Section 2(c)(2)(D)(ii)(III)(aa) provides, in relevant part, that such a … Continue Reading
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