On Feb. 7, 2023, the Securities and Exchange Commission (SEC)’s Division of Examinations (Division) announced its 2023 examination priorities (Exam Priorities). The announcement focuses on six different categories:
- New Investment
Considerations for Public Company Bylaw Amendments in View of the New SEC Universal Proxy Rules
This alert provides an overview of the new Universal Proxy Rules adopted by the SEC in August 2022 and some considerations for companies in view of its implantation. The Rule
Continue Reading Considerations for Public Company Bylaw Amendments in View of the New SEC Universal Proxy Rules
SEC Amends the ‘Accredited Investor’ Definition
On Aug. 26, 2020, the Securities and Exchange Commission adopted amendments to its Regulation D to cautiously expand the definition of “accredited investor” in the Commission’s rules. The change will
Continue Reading SEC Amends the ‘Accredited Investor’ Definition
Blockchain & Cryptocurrency Newsletter – Spring/Summer 2019
In this Spring/Summer 2019 newsletter, Greenberg Traurig’s Blockchain & Cryptocurrency Practice covers the latest developments in digital assets, utility tokens, security tokens, convertible virtual currencies, smart contracts, initial coin offerings,
Continue Reading Blockchain & Cryptocurrency Newsletter – Spring/Summer 2019
U.S. District Court Vacates SEC Rule on Extractive Industries Disclosure Requirements; Issuers Await Decision on Conflict Minerals Rule
Rule 13q-1 under the Securities Exchange Act of 1934, adopted by the SEC in August 2012 as part of the Dodd‐Frank mandate, was vacated by the U.S. District Court for
Continue Reading U.S. District Court Vacates SEC Rule on Extractive Industries Disclosure Requirements; Issuers Await Decision on Conflict Minerals Rule